Canadian Investment Manager

Results: 96



#Item
51Financial adviser / Chartered Financial Analyst / Regulatory compliance / Business / Canadian Securities Institute / Canadian Investment Manager / Professional certification in finance / Television / CSI

Courses recognized by IIROC for Voluntary Participation in the Continuing Education Program Current Courses Satisfies

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Source URL: iiroc.ca

Language: English - Date: 2014-10-14 14:20:33
52Financial economics / Business / Money / United States securities law / Exempt market dealer / Canadian Investment Manager / Finance / Mutual Fund Dealers Association / Investment

Compliance Bulletin #0038-C - Equity and Fixed Income Trades

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Source URL: www.mfda.ca

Language: English - Date: 2008-05-21 14:54:36
53Economy of Canada / Business / Investment Industry Regulatory Organization of Canada / Finance / Ombudsman for Banking Services and Investments / Canadian securities regulation / Financial services / Canadian Investment Manager / Financial economics / Banking in Canada / Canadian Investor Protection Fund

Why IIROC Matters to You, the Investor The Investment Industry Regulatory Organization of Canada (IIROC) regulates all investment dealers in Canada. We set high quality regulatory and investment industry standards to pr

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Source URL: iiroc.ca

Language: English - Date: 2011-12-22 12:51:30
54Financial services / Financial risk / Institutional investors / Financial adviser / Mutual fund / Investment management / Value investing / Canadian Investment Manager / Profit Investment Management / Financial economics / Finance / Investment

Microsoft Word - Top_questions_to_ask_yourself_before_choosing_a______prospective_advisor[1].doc

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Source URL: www.yorku.ca

Language: English - Date: 2011-10-26 15:19:21
55Business / Professional certification in finance / Financial adviser / Financial planner / Investment Industry Regulatory Organization of Canada / Certified Financial Planner / Canadian Investment Manager / Non-reporting issuer / Financial economics / Investment / Finance

SWJ Keynote Address – IIROC’s Regulatory Agenda

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Source URL: iiroc.ca

Language: English - Date: 2014-06-11 11:31:04
56Ontario Securities Commission / Institutional investors / Canadian securities regulation / Mutual fund / Research In Motion / Financial economics / Investment / Financial services

April 27, 2011 Robert Day Manager, Business Planning Ontario Securities Commission 20 Queen Street West Suite 1900, Box 55

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:10:27
57Exempt market dealer / Collective investment schemes / Financial services / Mutual fund / Canadian Investment Manager / Financial economics / Investment / Finance

Microsoft Word - General Exemption Order[removed]doc

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-10-01 15:25:53
58Financial services / Collective investment schemes / Institutional investors / Canadian Investor Protection Fund / Mutual fund / Hedge fund / Canadian Investment Manager / Financial economics / Investment / Finance

Policy Bulletin #0469-P - Regulatory Gap in Canada – Fund Managers: The Need for a Compensation Fund

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Source URL: www.mfda.ca

Language: English - Date: 2011-06-16 12:29:03
59S&P/TSX 60 Index / S&P/TSX Composite Index / Canadian Imperial Bank of Commerce / Manulife Financial / CIBC Wood Gundy / Wood Gundy / Mutual fund / Canadian Investment Manager / Companies listed on the Toronto Stock Exchange / Economy of Canada / Investment / Financial economics

F UN D M AN AG E R B IO Jonathan Popper, CIM Senior Portfolio Manager Manulife Asset Management Limited

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Source URL: www.manulifemutualfunds.ca

Language: English - Date: 2013-12-19 11:12:43
60Manulife Financial / S&P/TSX 60 Index / S&P/TSX Composite Index / Bond fund / Mutual fund / Companies listed on the Toronto Stock Exchange / Manulife Bank of Canada / Financial economics / Investment / Insurance

FUND MANAGER BIO Terry Carr Head of Canadian Fixed Income Manulife Asset Management Limited

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Source URL: www.manulifemutualfunds.ca

Language: English - Date: 2014-04-02 07:41:12
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